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Financial ServicesFinancial Services

Compliance for a banking-as-a-service provider

Context

A partnership with a bank offering banking-as-a-service to fintech partners that began as a BSA/AML strategy consultation and grew into hands-on remediation of compliance findings.

The challenge

The bank needed to move from BSA/AML strategy through remediation of findings without stalling its fintech partner business, which called for both compliance depth and engineering.

Our approach
Results
Fintech enabled
in a regulated environment

The work moved from strategy into remediation, with technical solutions that satisfy assessors and regulators while enabling the bank's banking-as-a-service fintech business.

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